Self-regulatory organizations

Results: 6954



#Item
44173rd United States Congress / United States Securities and Exchange Commission / United States securities law / Financial markets / Securities Exchange Act / NASDAQ / U.S. Securities and Exchange Commission / Short / Financial economics / Business / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 30, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 10:19:48
442Financial markets / Finance / Market maker / Rebate / Order / International Securities Exchange / Foreign-exchange option / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEMarch 18, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 13:02:25
443United States securities law / Financial economics / Securities Exchange Act / Self-regulatory organizations / U.S. Securities and Exchange Commission / Financial system / Consolidated Quotation System / Alternative Trading Systems / Arizona Stock Exchange / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission

Automated Matching Systems Exchange, LLC

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Source URL: edgar.sec.gov

Language: English - Date: 2014-12-23 12:46:52
444Financial system / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Broker-dealer / Finance / Government procurement in the United States / Contract / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMarch 25, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 14:45:38
445SPDR / Chicago Board Options Exchange / IShares / NASDAQ / Source UK Services / International Securities Exchange / Investment / Financial economics / Exchange-traded funds

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 20, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 15:07:48
446Corporations law / Private law / Business / United States securities law / Corporate law / English law / Securities Exchange Act / Corporation / Certificate of incorporation / Law / Legal entities / Business law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NSXMarch 27, 2015 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: www.sec.gov

Language: English - Date: 2015-03-27 15:26:13
447Finance / Financial markets / United States securities law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / E-Rate / NASDAQ / U.S. Securities and Exchange Commission / Financial economics / Business / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 8, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 10:14:14
448NYSE Arca / New York Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / United States / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 17, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-04-20 12:35:47
449Stock market / Futures exchanges / Futures contract / Commodity Futures Trading Commission / Derivative / Chicago Mercantile Exchange / Over-the-counter / Swap / Security / Financial economics / Investment / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEMarch 26, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:34:50
450Chicago Mercantile Exchange / Futures contract / Commodity Futures Trading Commission / Derivative / ITraxx / Credit default swap index / Commodity Futures Modernization Act / Financial economics / Finance / Futures exchanges

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEMarch 26, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:35:17
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